Swiss Investment Platform Compliance
AurumAscend is a Swiss-based investment platform, fully compliant with Swiss financial regulations and institutional-grade security standards. All operations, data, and investor protections are governed by Swiss law.
Swiss Investment Platform
AurumAscend operates as a professional investment platform based in Switzerland, adhering to Swiss financial regulations and ensuring institutional-grade investor protection and market compliance.
Institutional Security Standards
Independently audited SOC 2 Type II compliance ensures institutional-grade security, data protection, and operational controls for growth-stage investment platform operations.
Regulatory Framework
AurumAscend SA operates under comprehensive regulatory oversight to ensure investor protection and market integrity:
- Swiss Financial Market Supervisory Authority (FINMA) - Swiss financial services oversight
- Swiss Commercial Registry - Registered Swiss entity in Zurich
- Swiss Data Protection Standards - Federal Act on Data Protection (FADP) compliance
- GDPR Compliant - European data protection and privacy standards
- Anti-Money Laundering (AML) - Swiss AML regulations with KYC and transaction monitoring
Investor Protection
As a Swiss-based platform, we implement institutional-grade investor protection measures including professional indemnity insurance, secure data handling, and adherence to Swiss financial service standards to ensure market integrity and client protection.
Compliance Monitoring
Our compliance program includes regular internal audits, transaction monitoring, employee training, and adherence to Swiss regulatory requirements to maintain the highest standards of financial service delivery.
Contact Compliance
For compliance-related inquiries or to report concerns:
Email: compliance@aurumascend.ch
Phone: +41 44 555 0123
Address: Bahnhofstrasse 100, 8001 Zurich, Switzerland